新規則於2024年10月生效,以確保受監管實體正確記錄其營運合規性。Carey Olsen律師事務所表示,《受監管實體公司治理規則》和《受監管實體內部控制指南規則和聲明》意味著所有受監管開曼群島投資基金和受監管管理人或顧問的管理機構應確保在2024年底之前召開會議,來審查他們對新治理制度和適用法律的遵守情況。
CAYMAN ISLANDS: New governance rules for investment funds
In October 2024, new rules came into force to ensure that regulated entities are properly documenting their operational compliance. The Rule on Corporate Governance for Regulated Entities and Rule and Statement of Guidance on Internal Controls for Regulated Entities mean that the governing bodies of all regulated Cayman Islands investment funds and regulated managers or advisors should ensure that they meet before the end of 2024 to review their compliance with the new governance regime and applicable laws, says law firm Carey Olsen.
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Carey Olsen